About me

Photo of Joseph Kalmenovitz

I am an Assistant Professor of Finance at the Simon Business School, University of Rochester. Previously, I was a faculty member at Drexel University and a senior law clerk at the Supreme Court of Israel. I study the economics of regulation: how regulation is formed and how regulation affects economic decisions. My papers explore how rules are written and enforced, how incentives and preferences shape regulatory decisions, and how regulation affects firms and markets. I use advanced empirical methods and novel data sets. My papers have been published in the Journal of Finance, Review of Financial Studies, Management Science, and Journal of Law and Economics.

Contact: jkalmeno@simon.rochester.edu

Research Interests

  • Economics of Regulation
  • Law and Economics
  • Labor & Finance
  • Corporate Governance

Education

  • PhD in Finance, 2020
    New York University, Stern School of Business
  • M.Phil. in Finance, 2019
    New York University, Stern School of Business
  • B.A. in Economics & LL.B. (Law), 2012
    The Hebrew University of Jerusalem

Regulation Tracker

The figure below measures the rising burden of federal paperwork requirements over time, based on two complementary indexes developed in Regulatory Intensity and Firm-Specific Exposure (RFS 2023). The blue line captures the cumulative number of regulatory mandates (“How many rules?”), while the red line reflects the total estimated compliance time in hours (“How many hours does it take to comply?”). Labels indicate presidential administrations. This is an updated version of the original figure, through October 31, 2025.

Illustration related to regulation research

The figure below tracks the volume of regulations under development by federal agencies, based on the indexes developed in Follow the Pipeline (2023). The solid blue line reflects the total rulemaking activity across all agencies, while the dashed red line isolates financial regulations. Labels mark presidential administrations. This version updates the original dataset through March 31, 2025.

Illustration related to regulation research

Datasets

The following datasets are available for scholarly, non-commercial research use only. Please feel free to reach out if you have questions, encounter any issues, or are interested in potential collaboration or extensions of the data. I am always happy to discuss ideas.

  1. Regulatory Fragmentation : firm-level data on regulatory fragmentation (intuitively: how many agencies supervise the same topic).
  2. Regulatory Similarity : firm-to-firm data on regulatory similarity (intuitively: how similar is the regulatory requirements of two firms).
  3. Regulatory Intensity and Firm-Specific Exposure : firm-level data on regulatory intensity (intuitively: how much does the firm pay to comply with federal regulations).
  4. Follow the Pipeline : firm-level data on regulatory pipeline (intuitively: how many rule proposals will become final rules).
  5. Incentivizing Financial Regulators : employee-level data on incentives & enforcement at the Securities and Exchange Commission.
  6. Regulatory Risk Perception and Small Business Lending : employee-level data on incentives & loan guarantees at the Small Business Administration.

Research

Published and Forthcoming

  1. Closing the Revolving Door, with Siddharth Vij & Kairong Xiao. Journal of Finance, forthcoming (2025).
  2. Regulatory Risk Perception and Small Business Lending, with Siddharth Vij. Management Science, forthcoming (2025).
  3. Regulatory Fragmentation, with Michelle Lowry & Kate Volkova. Journal of Finance 80(2), April 2025, Pages 1081-1126.
  4. Regulatory Similarity, with Jason Chen. Journal of Law and Economics 67(3), August 2024, Pages 691-730.
  5. Regulatory Intensity and Firm-Specific Exposure. Review of Financial Studies 36(8), August 2023, Pages 3311-3347.
  6. Incentivizing Financial Regulators, with Siddharth Vij & Kairong Xiao. Review of Financial Studies 34(10), October 2021, Pages 4745–4784.

Working Papers

(I do not disclose R&R status)
  1. Equal Job, Unequal Pay? Evidence from 4 Million Regulatory Careers, with Michelle Lowry & Billy Xu. ECGI Working Paper 1114.
  2. The Deep State and the Liberal Drift of Financial Regulators, with Denis Sosyura & Jason Chen.
  3. When Diversity Rules, with Abhinav Gupta, Ravi Ranjan, & Kairong Xiao.
  4. Contagious Deregulation, with Jakub Hajda & Billy Xu.
  5. Between Boardrooms and the Beltway: The Career Paths of Senior Regulators, with Ran Duchin & Jeffery Wang.
  6. Escaping Pay-for-Performance, with Jason Chen & Jakub Hajda.
  7. Much Ado About Nothing? Overreaction to Random Regulatory Audits, with Sam Antill.
  8. Follow the Pipeline, with Suzanne Chang, Jakub Hajda, & Alejandro Lopez-Lira.
  9. Does Regulatory Exposure Create M&A Synergies?, with Eliezer Fich & Tom Griffin.
  10. The Environmental Consequences of Pay Inequality, with Jason Chen.

Insights & Commentary

Below you can find a selection of my non-academic writings, talks, and public-facing materials. These pieces are intended for broader audiences and reflect work presented in practitioner, policy, and educational settings.

  1. Introduction to Mergers & Acquisitions: lecture at Simon's Meliora Investment Club (November 2025)
  2. Understanding the Regulatory Landscape: lecture at Simon's China Advisory Council (August 2025)
  3. How DOGE is Dodging the Real Issue: interview for Simon's Dean's Blog (March 2025)
  4. Introduction to Regulatory Economics: lecture at Stanford University (May 2024)
  5. A Quick Guide for the Perplexed PhD Student: teaching notes for PhD candidates (May 2024)
  6. The Academic Journey: interview for the Simon Business Magazine (November 2023)
  7. Seven Insights on Regulation: lecture for Simon's Quick Takes Series (April 2023) (slides)